The U.S. Department of Defense (DOD) officially adopted a series of Ethical Principles for Artificial Intelligence following recommendations provided to Secretary of Defense Dr. Mark T. Esper by the Defense Innovation Board last October. It aligns with the DOD AI strategy objective directing the U.S. military lead in AI ethics and the lawful use of AI systems. These principles will apply to both combat and non-combat functions and assist the U.S. military in upholding legal, ethical, and policy commitments in AI. 

The DOD's AI ethical principles will build on the U.S. military's existing ethics framework based on the U.S. Constitution, Title 10 of the U.S. Code, Law of War, existing international treaties, and longstanding norms and values. While the existing framework provides a technology-neutral and enduring foundation for ethical behavior, AI raises new ethical ambiguities and risks. The principles address these new challenges and ensure the responsible use of AI by the Department. 

These principles align closely with ongoing Trump Administration efforts to advance trustworthy AI technologies. Last year, President Trump launched the American AI Initiative, the U.S. national strategy for leadership in artificial intelligence, which promotes innovative uses of AI while protecting civil liberties, privacy, and American values.

The Department's AI ethical principles encompass five significant areas:

  1. Responsible. DoD personnel will exercise appropriate judgment and care levels while remaining responsible for the development, deployment, and use of AI capabilities.
  2. Equitable. The Department will take deliberate steps to minimize unintended bias in AI capabilities.
  3. Traceable. The Department's AI capabilities will be developed and deployed. That relevant personnel must understand the technology, development processes, and operational methods applicable to AI capabilities, including transparent and auditable methodologies, data sources, and design procedures and documentation.
  4. Reliable. The Department's AI capabilities will have explicit, well-defined uses. The safety, security, and effectiveness of such capabilities will be subject to testing and assurance within those defined uses across their entire life-cycles.
  5. Governable. The Department will design and engineer AI capabilities to fulfill their intended functions while possessing the ability to detect and avoid unintended consequences and disengage or deactivate deployed systems that demonstrate unintended behavior.

The recommendations came after 15 months of consultation with leading AI experts in the commercial industry, government, academia, and the American public that resulted in a rigorous process of feedback and analysis among the nation's leading AI experts with multiple venues for public input and comment. 

Secretary Esper said: “The United States, together with our allies and partners, must accelerate the adoption of AI and lead in its national security applications to maintain our strategic position, prevail on future battlefields, and safeguard the rules-based international order.”
“AI technology will change much about the future battlefield, but nothing will change America's steadfast commitment to responsible and lawful behavior. The adoption of AI ethical principles will enhance the Department's commitment to upholding the highest ethical standards outlined in the DOD AI Strategy while embracing the U.S. military's strong history of applying rigorous testing and fielding standards for technology innovations.”

Dr. Eric Schmidt, Chair, Defense Innovation Board said: “Secretary Esper's leadership on AI and his decision to issue AI Principles for the Department demonstrates not only to DoD, but to countries around the world, that the U.S. and DoD are committed to ethics, and will play a leadership role in ensuring democracies adopt emerging technology responsibly.”
“I also commend Dana Deasy and Lieutenant General Shanahan's leadership, who, through the Joint AI Center, have been champions of this effort.”

The DoD Joint Artificial Intelligence Center will be the focal point for coordinating AI ethical principles for the Department. The JAIC currently leads and facilitates a series of working groups that solicits input from services and AI and technology experts throughout the DOD. 

Hon. Dana Deasy, DOD Chief Information Officer, said: “We are grateful to the Defense Innovation Board for their thorough and insightful recommendations that led to the adoption of DoD AI ethical principles.”
“Ethics remains at the forefront of everything the Department does with AI technology. Our teams will use these principles to guide the testing, fielding, and scaling of AI-enabled capabilities across the DOD.”

Source Press Release
Date: Feb 24, 2020